Your License.
Our Priority.
At LTS Compliance, we recognize a persistent gap in the industry: most external compliance officers act solely as advisors, providing high-level guidance while leaving the actual administrative and operational burden to an internal hire.
We operate differently.
We don’t just provide advice; we do the work. Beyond drafting robust frameworks and maintaining active monitoring, we take full accountability by acting as the appointed FSCA Compliance Officer on your CAT I and II FSCA license.
We take the execution off your plate. We draft, we monitor, and we protect.
Just as trees shelter, LTS Compliance protects.
Services
FAIS Compliance
We manage your FSP’s regulatory health, including profile changes and policy drafting. We act as your appointed FSCA Compliance Officer, handling the ongoing execution and audit preparation that external advisors typically leave to you.
FICA & AML
We implement and manage your RMCP (Risk Management and Compliance Programme). This includes transaction monitoring, staff training, and FIC reporting to ensure your AML framework is fully operational and compliant.
POPIA & PAIA
We operationalize data privacy by developing policies and handling the practical requirements of POPIA and PAIA. We don't just provide a checklist; we implement the structures needed to meet all applicable legislative requirements.
About Us
At LTS Compliance, our team brings over 15 years of experience within the legal and financial services sectors.
Our officers hold LLB degrees, Postgraduate Diplomas in Financial Planning, and Compliance Management Certificates, complemented by RE 1, RE 3, and RE 5 regulatory qualifications.
Every one of our Compliance Officers is FSCA approved, providing the hands-on execution and accountability required to protect your CAT I and II FSCA license and manage your regulatory obligations.
Contact Us
Get in touch for a quote.
Cape Town, South Africa
hello@ltscompliance.com